Regulatory Compliance Declaration
The Regulatory Compliance Declaration of Markets Recon.
Markets Recon will strictly comply with the Data Protection Act 2018 (as amended), which deeply complements the European Union’s General Data Protection Regulations (GDPR), as well as investment compliance regulatory bodies such as (but not limited to) the United Kingdom’s Financial Conduct Authority (FCA), and/or the United States’ Securities Exchange Commission (SEC).
Markets Recon’s judicial and compliance functions fall within several scopes to support the variety of investor ‘types’ which operate on the Site. Due care and consideration has been placed upon the compliance framework governing the utility of the Site in order to provide the freedom and flexibility for all investment professionals to participate and to fully operate within the relevant jurisdiction safely and appropriately.
Markets Recon’s Data Protection Framework
Markets Recon provides a web-application content aggregation solution for investment professionals. By doing this, the Site also enables investment companies to ‘promote’ their thought leadership material and to generate ‘leads.’ Whilst doing so, Markets Recon maintains compliance with appropriate data protection legislation and practices, as well as any other regulatory requirements from other countries across the globe.
If you wish to understand how your information is processed and shared, please read the Terms of Service and Privacy Policy.
If you have any further queries or concerns regarding our policies, please contact info@marketsrecon.com. Alternatively, you can read our Data Protection Framework for more information.
Markets Recon’s Key Regulatory Compliance Framework
Our Key Regulatory Compliance Framework provides more information regarding specific Markets Recon practices for compliance purposes.
If you have any further queries or concerns regarding our policies, please contact info@marketsrecon.com.
Markets Recon’s Markets in Financial Instruments Directive (MiFID) II Framework
Markets Recon provides the facility to display information to the benefit of the financial service industry. In order to comply with relevant regulatory bodies and directives, all information displayed on the Site shall be outside of the MiFID II requirements.
All material displayed on the Site which has been authored or presented by third parties (including, but not limited to entities, such as asset management companies or professional bodies) will be information which is freely available on the world wide web or has been supplied to us by another party.
We will endeavour to not publish any information on individual securities research. If any material refers to such information, Markets Recon will, upon notification by an internal audit or by notification from a User, investigate the material, and if deemed appropriate, remove such content if it violates our policies.
If you have any further queries or concerns regarding our policies, please contact info@marketsrecon.com.
Contact Us
All Users acknowledge and agree that all material found on the Site does not constitute financial or legal advice. Markets Recon assumes no responsibility or liability for any action or event occurring based on the reliance of any information found on the Site.
Users acknowledge and agree that any material or information submitted to the Site must comply with the regulations and jurisdictions for which the material is governed by, and within any jurisdiction outside of their respective domicile but which still applies to their information.
If you have any further queries or concerns regarding our policies, please contact info@marketsrecon.com.
No information presented in this document or anywhere on the Site is deemed to represent legal or compliance advice.
